Class A Common Stock SEC Reporting - Current
Verified Company Profile 11/03/2017
Contact Info
  • 777 West Putnam Avenue
  • 3rd Floor
  • Greenwich, CT 06830

Business Description

Financial Reporting/Disclosure
Reporting Status U.S. Reporting: SEC Reporting
Audited Financials Audited
Latest Report Sep 30, 2017 10-Q
CIK 0001611988
Fiscal Year End 12/31
OTC Marketplace OTCQX U.S.
Profile Data
SIC - Industry Classification 6799 - Investors, misc
Incorporated In: DE, USA
Year of Inc. 2014
Employees 10 a/o Oct 23, 2017
Company Officers/Contacts
Leonard M Tannenbaum CEO
Bernard D. Berman President
Robyn E Friedman IR
Company Directors
Leonard M Tannenbaum Chairman
Michael W. Arthur
Jodi H. Bond
Thomas H. Brandt
Alexander C. Frank
Thomas L. Harrison
James F. Velgot
Service Providers
OTCQX Advisor
Not Available
Accounting/Auditing Firm
PricewaterhouseCoopers LLP
300 Madison Avenue
24th Floor
New York, NY, 10017
United States

Legal Counsel
Dechert LLP
1900 K Street NW
Washington, DC, 20006
United States

Investor Relations Firm
Not Available
FSAM Security Details
Share Structure
Market Value1 $83,324,009 a/o Nov 17, 2017
Authorized Shares 500,000,000 a/o Nov 01, 2017
Outstanding Shares 20,322,929 a/o Nov 01, 2017
-Restricted Not Available
-Unrestricted Not Available
Held at DTC Not Available
Float 7,448,208 a/o Oct 25, 2017
Par Value Not Available
Transfer Agent(s) Verified by Transfer Agent
American Stock Transfer & Trust Company
Shareholders of Record 2 a/o Mar 21, 2017
Short Selling Data
Short Interest (%)
Significant Failures to Deliver No

1Market Value calculated only for respective security